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LIU Xin

劉昕
CE BFZ385Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Xin (CE number BFZ385) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-25. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOcean Cedar Asset Management Company Limited
海杉資產管理有限公司

Licence Record (2)

2022-03-10 – present Current
Ocean Cedar Asset Management Company Limited RO
RA 4 RA 9
2017-01-25 – 2019-05-14
SPDB International Investment Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFZ385