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HUANG Shangting

黃尚廷
CE BFV013Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUANG Shangting (CE number BFV013) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWisdom Cosmic Hong Kong Limited

Licence Record (4)

2022-08-31 – present Current
Wisdom Cosmic Hong Kong Limited RO
RA 4 RA 9
2019-04-08 – 2021-07-22
Infini Capital Management Limited Rep
RA 9
2017-03-20 – 2017-08-22
AP Capital Management (Hong Kong) Limited Rep
RA 9
2015-08-07 – 2017-03-03
Nine Masts Capital Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFV013