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LEE Chi Chung

李志聰
CE BFU199Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Chi Chung (CE number BFU199) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAspenwood Capital Limited
嘉桓資本有限公司

Licence Record (3)

2017-02-13 – present Current
Aspenwood Capital Limited RO
RA 4 RA 9
2017-01-10 – 2017-02-13
Aspenwood Capital Limited Rep
RA 4 RA 9
2015-08-03 – 2016-12-23
Hong Kong Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFU199