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FAN Lei

范磊
CE BFN296Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FAN Lei (CE number BFN296) is an individual licensed by the Hong Kong SFC. First licensed on 2016-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerStormHarbour Securities (Hong Kong) Limited
思博資本(香港) 有限公司

Licence Record (4)

2020-02-03 – present Current
StormHarbour Securities (Hong Kong) Limited RO
RA 4 RA 9
2019-12-31 – 2020-02-03
StormHarbour Securities (Hong Kong) Limited Rep
RA 4 RA 9
2017-11-20 – 2019-01-21
LERTHAI Asset Management Limited RO
RA 4 RA 9
2016-04-27 – 2017-10-31
Grand Cartel Hong Kong Asset Management Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFN296