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WU Sheung Kai, Jonathan

伍尚楷
CE BEZ383Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Sheung Kai, Jonathan (CE number BEZ383) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-24. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPinerion Asset Management Limited
鼎安資產管理有限公司
Responsible OfficerPinerion Investment Advisory Limited
鼎安投資顧問有限公司

Licence Record (5)

2024-07-05 – present Current
Pinerion Asset Management Limited RO
RA 9
2022-08-03 – present Current
Pinerion Investment Advisory Limited RO
RA 4
2023-03-30 – 2024-07-05
Pinerion Asset Management Limited Rep
RA 9
2021-01-11 – 2022-06-30
CMH Capital Co., Limited Rep
RA 4
2015-02-24 – 2021-01-11
CMH Capital Co., Limited RO
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEZ383