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GU Chengzong

顧承宗
CE BEX934Licensed IndividualSFO licence active
Official SFC record

GU Chengzong (CE number BEX934) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-10. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance).

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Hong Kong Limited

Licence Record (2)

2022-02-08 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2015-02-10 – 2016-08-06
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEX934