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LIN Wenjia

林聞嘉
CE BES306Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Wenjia (CE number BES306) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-23. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSPDB International Securities Limited
浦銀國際證券有限公司

Licence Record (3)

2023-01-13 – present Current
SPDB International Securities Limited RO
RA 4
2021-05-06 – 2023-01-13
SPDB International Securities Limited Rep
RA 4
2014-12-23 – 2021-04-02
Citigroup Global Markets Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BES306