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SHEN Chen

沈琛
CE BES160Licensed IndividualSFO licence active
Official SFC record

SHEN Chen (CE number BES160) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-22. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTaikang Asset Management (Hong Kong) Company Limited
泰康資產管理(香港)有限公司

Licence Record (2)

2020-03-16 – present Current
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2014-12-22 – 2020-01-20
BOCI Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BES160