Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHANG Nan

張楠
CE BEC793Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Nan (CE number BEC793) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-17. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司

Licence Record (3)

2017-10-20 – present Current
Guoyuan Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2015-09-29 – 2017-10-20
Guoyuan Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2014-09-17 – 2015-01-25
EXS Capital Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEC793