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TIAN Yu

田雨
CE BDX197Licensed IndividualSFO licence active
Official SFC record

TIAN Yu (CE number BDX197) is an individual licensed by the Hong Kong SFC. First licensed on 2014-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMaiCapital Limited

Licence Record (4)

2024-06-24 – present Current
MaiCapital Limited Rep
RA 4 RA 9
2019-08-08 – 2021-07-12
CNCBI Asset Management Limited Rep
RA 4 RA 9
2017-03-03 – 2019-06-28
China Orient International Asset Management Limited Rep
RA 4 RA 9
2014-07-31 – 2016-10-11
BNP Paribas Securities (Asia) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDX197