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KWOK Lok Wa

郭樂樺
CE BDU844Licensed IndividualSFO licence active
Official SFC record

KWOK Lok Wa (CE number BDU844) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAres Management Asia (Hong Kong) Limited
艾瑞思管理亞洲（香港）有限公司

Licence Record (1)

2014-08-04 – present Current
Ares Management Asia (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDU844