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YIP Yuen Ting Regina

葉菀婷
CE BDO997Licensed IndividualSFO licence active
Official SFC record

YIP Yuen Ting Regina (CE number BDO997) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-30. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeInvesco Hong Kong Limited (trading as Invesco Asia Pacific)
景順投資管理有限公司(以景順投資管理名義經營業務)

Licence Record (4)

2021-08-13 – present Current
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 9
2020-12-18 – 2021-07-15
28 Advisory Limited Rep
RA 4 RA 9
2017-01-06 – 2020-08-07
Leo Capital Corp (Hong Kong) Limited Rep
RA 4 RA 9
2014-06-30 – 2016-12-31
EXS Capital Asia Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDO997