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TONG Francis Ho Yuen

唐浩恩
CE BDN346Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Francis Ho Yuen (CE number BDN346) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-26. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGrand Alliance Asset Management Limited
浩成資產管理有限公司

Licence Record (4)

2023-07-07 – present Current
Grand Alliance Asset Management Limited RO
RA 9
2020-04-24 – 2023-07-07
Grand Alliance Asset Management Limited Rep
RA 9
2016-12-21 – 2020-01-31
HPS Investment Partners (HK), Limited Rep
RA 9
2014-06-26 – 2016-07-05
Claren Road Asia Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDN346