Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Nok Yin

李諾賢
CE BDJ597Licensed IndividualSFO licence active
Official SFC record

LEE Nok Yin (CE number BDJ597) is an individual licensed by the Hong Kong SFC. First licensed on 2023-10-24. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJW Capital Securities Limited
君威資本證券有限公司

Licence Record (2)

2024-12-18 – present Current
JW Capital Securities Limited Rep
RA 4 RA 9
2023-10-24 – 2024-12-02
FDB Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDJ597