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LIU Shuai

劉帥
CE BCC326Licensed IndividualSFO licence active
Official SFC record

LIU Shuai (CE number BCC326) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-23. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (4)

2024-03-21 – present Current
BNP Paribas Securities (Asia) Limited Rep
RA 4
2021-10-26 – 2023-09-18
Credit Suisse (Hong Kong) Limited Rep
RA 4
2015-10-12 – 2020-06-12
UBS Securities Asia Limited Rep
RA 4
2013-10-23 – 2015-05-09
Goldman Sachs (Asia) L.L.C. Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCC326