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LI Xingwen

李興文
CE BBW044Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Xingwen (CE number BBW044) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-12. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司

Licence Record (4)

2024-01-24 – present Current
ICBC International Securities Limited RO
RA 4
2018-07-13 – 2024-05-02
ICBC International Research Limited RO
RA 4
2014-01-09 – 2019-08-14
ICBC International Securities Limited Rep
RA 4
2013-09-12 – 2018-07-13
ICBC International Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBW044