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SUEN Wai Yee

孫惠儀
CE BBB765Licensed IndividualResponsible OfficerSFO licence active

SUEN Wai Yee (CE number BBB765) is an individual licensed by the Hong Kong SFC. First licensed on 2013-04-22. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAnlly Asset Management Limited
安立資產管理有限公司

Licence Record (6)

2022-08-31 – present Current
2022-08-19 – 2022-08-31
2021-05-21 – 2022-08-18
2021-05-13 – 2022-05-20
2016-08-08 – 2021-01-25
2013-04-22 – 2016-08-08