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WONG Yau Shing

黃有成
CE BAI408Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Yau Shing (CE number BAI408) is an individual licensed by the Hong Kong SFC. First licensed on 2013-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSDHG International Asset Management Limited
山高國際資產管理有限公司

Licence Record (2)

2016-04-11 – present Current
SDHG International Asset Management Limited RO
RA 4 RA 5 RA 6 RA 9
2013-12-18 – 2016-04-11
SDHG International Asset Management Limited Rep
RA 4 RA 5 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAI408