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KATSURA Ryosuke

桂　竜輔
CE BAB713Licensed IndividualSFO licence active
Official SFC record

KATSURA Ryosuke (CE number BAB713) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-22. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司

Licence Record (3)

2026-03-19 – present Current
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 4
2020-03-16 – 2026-03-18
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 4
2012-08-22 – 2015-06-13
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAB713