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KUMAR Sawan

CE AZT670Licensed IndividualSFO licence active
Official SFC record

KUMAR Sawan (CE number AZT670) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-28. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance).

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Hong Kong Limited

Licence Record (2)

2016-12-19 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2012-06-28 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZT670