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XIE Ke

謝可
CE AZS277Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIE Ke (CE number AZS277) is an individual licensed by the Hong Kong SFC. First licensed on 2012-09-10. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments)

Licence Record (2)

2022-08-03 – present Current
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RO
RA 4 RA 9
2012-09-10 – 2022-08-03
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZS277