Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GUTTIERES Pascal Francois

CE AZR744Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUTTIERES Pascal Francois (CE number AZR744) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerViridian Asset Management Limited

Licence Record (4)

2024-07-11 – present Current
Viridian Asset Management Limited RO
RA 9
2021-06-07 – 2023-06-23
Segantii Capital Management Limited RO
RA 9
2016-06-13 – 2021-06-07
Segantii Capital Management Limited Rep
RA 9
2012-06-18 – 2016-03-15
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZR744