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CHAN Horace

陳凱程
CE AZR006Licensed IndividualSFO licence active
Official SFC record

CHAN Horace (CE number AZR006) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-13. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePoint72 Hong Kong Limited

Licence Record (2)

2022-10-31 – present Current
Point72 Hong Kong Limited Rep
RA 9
2012-06-13 – 2019-09-16
Citigroup Global Markets Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZR006