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CHEN Gong

陳功
CE AZN311Licensed IndividualSFO licence active
Official SFC record

CHEN Gong (CE number AZN311) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-21. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance).

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Hong Kong Limited

Licence Record (3)

2020-04-14 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2014-10-06 – 2019-08-05
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2012-05-21 – 2014-04-11
China International Capital Corporation Hong Kong Securities Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZN311