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NG Tat Hong Alan

伍達康
CE AZE436Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Tat Hong Alan (CE number AZE436) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSPARX Asia Investment Advisors Limited

Licence Record (1)

2012-04-27 – present Current
SPARX Asia Investment Advisors Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZE436