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LUO Jun

羅駿
CE AYR264Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LUO Jun (CE number AYR264) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUBS Securities Hong Kong Limited
Executive OfficerUBS AG

Licence Record (3)

2016-12-19 – present Current
UBS Securities Hong Kong Limited RO
RA 6
2014-08-26 – 2016-12-18
UBS Securities Hong Kong Limited RO
RA 6
2012-06-07 – 2014-08-26
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYR264