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CHAN Lap Lam

陳立林
CE AYQ809Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Lap Lam (CE number AYQ809) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-07. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUBS Securities Hong Kong Limited

Licence Record (3)

2016-12-19 – present Current
UBS Securities Hong Kong Limited RO
RA 6
2015-10-23 – 2016-12-18
UBS Securities Hong Kong Limited RO
RA 6
2012-06-07 – 2015-10-23
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYQ809