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TAO Kar Yui, Leonard

杜家睿
CE AXL991Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAO Kar Yui, Leonard (CE number AXL991) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-21. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKerogen Capital (Asia) Limited

Licence Record (2)

2021-02-18 – present Current
Kerogen Capital (Asia) Limited RO
RA 4
2011-06-21 – 2021-02-18
Kerogen Capital (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXL991