Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LU Wenzheng

盧文正
CE AXG996Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LU Wenzheng (CE number AXG996) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-01. Their SFC licence is currently active. Accredited for regulated activity Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerS&P Global Ratings Hong Kong Limited

Licence Record (2)

2016-12-12 – present Current
S&P Global Ratings Hong Kong Limited RO
RA 10
2011-06-01 – 2016-12-12
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG996