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YIM Yat Man, Sally

嚴溢敏
CE AXG600Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIM Yat Man, Sally (CE number AXG600) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-01. Their SFC licence is currently active. Accredited for regulated activity Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMoody's Investors Service Hong Kong Limited

Licence Record (2)

2022-05-03 – present Current
Moody's Investors Service Hong Kong Limited RO
RA 10
2011-06-01 – 2022-05-03
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG600