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LIU Han

劉涵
CE AXC845Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Han (CE number AXC845) is an individual licensed by the Hong Kong SFC. First licensed on 2018-12-19. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Harbour International Asset Management Limited
中灣國際資產管理有限公司
RepresentativeChina Harbour International Asset Management Limited
中灣國際資產管理有限公司

Licence Record (5)

2024-07-05 – present Current
China Harbour International Asset Management Limited RO
RA 9
2023-06-01 – present Current
China Harbour International Asset Management Limited Rep
RA 4 RA 9
2023-04-06 – 2023-04-14
Lucion International Asset Management Limited Rep
RA 4 RA 9
2020-03-04 – 2021-09-23
Zhongtai International Asset Management Limited Rep
RA 9
2018-12-19 – 2020-01-17
China Eagle Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXC845