Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SO King Wei Wallace

蘇景瑋
CE AXA204Licensed IndividualResponsible OfficerSFO licence active

SO King Wei Wallace (CE number AXA204) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-21. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMerdeka Corporate Finance Limited
領智企業融資有限公司
RepresentativeMerdeka Investment Management Limited
領智投資管理有限公司

Licence Record (3)

2024-11-15 – present Current
2019-08-21 – present Current
2011-04-21 – 2019-07-28