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WANG Shizhen

王士振
CE AWK324Licensed IndividualSFO licence active
Official SFC record

WANG Shizhen (CE number AWK324) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-11. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (4)

2011-01-11 – present Current
First Shanghai Securities Limited Rep
RA 4 RA 6
2019-10-11 – 2020-12-22
Mighty Divine Investment Management Limited Rep
RA 9
2018-02-02 – 2019-08-12
Harmony Capital Global Asset Management Limited Rep
RA 4 RA 9
2013-12-20 – 2018-01-05
Keywise Capital Management (HK) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWK324