Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GROSE George Francis

CE AWH234Licensed IndividualSFO licence active
Official SFC record

GROSE George Francis (CE number AWH234) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-10. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (2)

2010-11-10 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 4
2010-11-10 – 2012-01-30
Daiwa Institute of Research (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWH234