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HU Carol

胡家鎏
CE AWD991Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HU Carol (CE number AWD991) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-01. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTianyan Capital Limited
天演資本有限公司

Licence Record (9)

2021-09-15 – present Current
Tianyan Capital Limited RO
RA 9
2020-10-30 – 2020-11-13
Ocean Arete Limited Rep
RA 9
2019-11-18 – 2020-10-16
Deltroit (Hong Kong) Limited RO
RA 9
2019-09-18 – 2019-11-18
Deltroit (Hong Kong) Limited Rep
RA 9
2016-06-20 – 2019-09-15
Platina Capital Management Limited RO
RA 9
2015-08-11 – 2016-04-18
CloudAlpha Capital Management Limited RO
RA 9
2014-05-20 – 2015-08-10
Bin Yuan Capital Limited RO
RA 9
2013-05-13 – 2014-05-20
Bin Yuan Capital Limited Rep
RA 9
2010-11-01 – 2012-12-28
Prime Capital Management Company Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWD991