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TAN Meng Lee

陳名禮
CE AWD977Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAN Meng Lee (CE number AWD977) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-06. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAuspicious Capital Management Limited
喜兆資產管理有限公司

Licence Record (3)

2019-06-06 – present Current
Auspicious Capital Management Limited RO
RA 9
2019-05-07 – 2019-06-06
Auspicious Capital Management Limited Rep
RA 9
2011-01-06 – 2019-02-19
ZhongHua Finance Asset Management Co., Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWD977