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CHAI Yunmin

柴允敏
CE AWC185Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAI Yunmin (CE number AWC185) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHel Ved Capital Management Limited

Licence Record (2)

2019-09-16 – present Current
Hel Ved Capital Management Limited RO
RA 4 RA 9
2011-01-03 – 2018-12-31
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWC185