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CHAN Kwok Man, Frederick

陳國敏
CE AWA392Licensed IndividualSFO licence active
Official SFC record

CHAN Kwok Man, Frederick (CE number AWA392) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMoody's Investors Service Hong Kong Limited

Licence Record (2)

2017-12-08 – present Current
Moody's Investors Service Hong Kong Limited Rep
RA 10
2010-11-04 – 2012-02-29
FCL Advisory Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWA392