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WONG Tsz Yan

王芷恩
CE AVW360Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Tsz Yan (CE number AVW360) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-08. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKarl Thomson Financial Advisory Limited
高信融資服務有限公司

Licence Record (2)

2021-09-03 – present Current
Karl Thomson Financial Advisory Limited RO
RA 6
2010-10-08 – 2021-09-03
Karl Thomson Financial Advisory Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVW360