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YAN Gaojian

严高剑
CE AVV553Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAN Gaojian (CE number AVV553) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-15. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (3)

2025-08-13 – present Current
CLSA Limited RO
RA 4
2025-01-13 – 2025-08-13
CLSA Limited Rep
RA 4
2010-09-15 – 2014-03-13
CITIC Securities Brokerage (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV553