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LIN Pui Kwan, Eric

連沛堃
CE AVP184Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Pui Kwan, Eric (CE number AVP184) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-04. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUBS Securities Asia Limited

Licence Record (2)

2024-07-12 – present Current
UBS Securities Asia Limited RO
RA 4
2010-08-04 – 2024-07-12
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVP184