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SUN Ao

孫奧
CE AVE409Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUN Ao (CE number AVE409) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPine Star Asset Management Limited
高陞資產管理有限公司

Licence Record (3)

2026-03-18 – present Current
Pine Star Asset Management Limited RO
RA 4 RA 9
2014-08-13 – 2014-12-31
Zenas Capital Management Limited Rep
RA 9
2010-05-18 – 2014-07-31
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVE409