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LEUNG Hiu Yan

梁曉欣
CE AUY597Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Hiu Yan (CE number AUY597) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerForshine Asset Management Limited
豐誠資產管理有限公司

Licence Record (6)

2019-08-29 – present Current
Forshine Asset Management Limited RO
RA 4 RA 9
2018-07-25 – 2018-12-18
Wansom Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2016-01-26 – 2018-06-22
Fortune Asset Management Limited RO
RA 4 RA 9
2016-01-19 – 2016-06-23
Fortune Asset Management Limited Rep
RA 4 RA 9
2012-10-30 – 2015-12-31
Creative Asset Management Limited RO
RA 9
2010-05-06 – 2015-12-31
Creative Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUY597