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CHU Richard Shan Yao

朱善堯
CE AUW031Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Richard Shan Yao (CE number AUW031) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-05. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAM Squared Limited

Licence Record (3)

2011-05-11 – present Current
AM Squared Limited RO
RA 9
2017-03-16 – 2019-03-14
City Financial Investment Company (Hong Kong) Limited RO
RA 9
2010-03-05 – 2024-01-31
AM Squared Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUW031