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IP Wai Shan

葉慧珊
CE AUR645Licensed IndividualSFO licence active
Official SFC record

IP Wai Shan (CE number AUR645) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-09. Their SFC licence is currently active. Accredited for regulated activities Type 3 (Leveraged FX), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSeiga Asset Management Limited

Licence Record (3)

2022-04-13 – present Current
Seiga Asset Management Limited Rep
RA 9
2016-03-18 – 2017-01-15
Pearl Street Advisors Limited Rep
RA 9
2010-02-09 – 2011-01-24
Rakuten Securities Hong Kong Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUR645