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LAU Ming Ho

劉明皓
CE AUQ041Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Ming Ho (CE number AUQ041) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRockhampton Management Limited

Licence Record (3)

2022-10-07 – present Current
Rockhampton Management Limited RO
RA 4 RA 9
2011-01-26 – 2022-10-07
Rockhampton Management Limited Rep
RA 4 RA 9
2010-02-25 – 2011-01-26
Rockhampton Management (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUQ041