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CHEN Xin

陳欣
CE AUF158Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Xin (CE number AUF158) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-14. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHBM Partners Hong Kong Limited

Licence Record (8)

2021-01-07 – present Current
HBM Partners Hong Kong Limited RO
RA 4 RA 9
2019-05-21 – 2020-07-31
NEXTCORE ASSET MANAGEMENT LIMITED RO
RA 4 RA 9
2017-12-28 – 2018-10-04
Mega Success Investment Management Limited RO
RA 4 RA 9
2015-11-23 – 2017-07-28
China Orient International Asset Management Limited RO
RA 4 RA 9
2015-09-29 – 2015-11-23
China Orient International Asset Management Limited Rep
RA 4 RA 9
2015-03-16 – 2015-07-31
CreditEase Wealth Management (HK) Limited RO
RA 4 RA 9
2014-03-05 – 2015-03-16
CreditEase Wealth Management (HK) Limited Rep
RA 4 RA 9
2009-12-14 – 2014-02-18
Fuh Hwa SITE Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUF158