Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SULGER Derek Nelsen

蘇丹瑞
CE ATY489Licensed IndividualResponsible OfficerSFO licence active

SULGER Derek Nelsen (CE number ATY489) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-17. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLunar Capital Management Limited

Licence Record (1)

2010-02-17 – present Current