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NG Wai Kie

吳慧琪
CE ATV597Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Wai Kie (CE number ATV597) is an individual licensed by the Hong Kong SFC. First licensed on 2020-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMaplefield Capital Limited
楓源資本有限公司

Licence Record (2)

2024-06-18 – present Current
Maplefield Capital Limited RO
RA 4 RA 9
2020-11-09 – 2024-06-18
Maplefield Capital Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATV597