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YAO Kai

姚凱
CE ATS734Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO Kai (CE number ATS734) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-09. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGold Mountains Asset Management Limited
金山資產管理有限公司

Licence Record (4)

2023-11-22 – present Current
Gold Mountains Asset Management Limited RO
RA 4 RA 9
2020-10-09 – 2023-11-22
Gold Mountains Asset Management Limited Rep
RA 4 RA 9
2014-05-29 – 2020-01-31
HSZ (Hong Kong) Limited Rep
RA 4 RA 9
2009-10-09 – 2010-06-18
Broadway Wealth Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATS734